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Home > Insider Trading > Filing (0001227025-14-000039)

Filing Details

Accession Number:: 0001227025-14-000039
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-15 22:16:23
Reporting Period:: 2014-08-13

Filing Date:: 2014-08-15
Accepted Time:: 2014-08-15 21:16:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1037108	J Charles Abbe	2911 Zanker Rd San Jose CA 95134		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-13	20,383	$2.64	20,383	No	4	P	Direct
Common Stock	Acquisiton	2014-08-14	19,617	$2.74	40,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

This purchase price represents the weighted average purchase price of the shares purchased. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.