Filing Details

Accession Number:
0001227025-14-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-15 21:16:49
Reporting Period:
2014-08-13
Filing Date:
2014-08-15
Accepted Time:
2014-08-15 21:16:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490217 Lee Benjamin Sitler 2911 Zanker Rd
San Jose CA 95134
Vice President Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-13 10,000 $2.72 66,482 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This purchase price represents the weighted average purchase price of the shares purchased ranging from $2.5826 to $2.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.