Filing Details

Accession Number:
0000845877-14-000149
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-15 17:12:39
Reporting Period:
2014-08-14
Filing Date:
2014-08-15
Accepted Time:
2014-08-15 17:12:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845877 Federal Agricultural Mortgage Corp AGM Federal & Federally-Sponsored Credit Agencies (6111) 521578738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551864 P Stephen Mullery C/O Farmer Mac
1999 K Street N.w., 4Th Floor
Washington DC 20006
Svp - General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Non-Voting Common Stock Acquisiton 2014-08-14 2,000 $20.32 11,246 No 4 M Direct
Class C Non-Voting Common Stock Acquisiton 2014-08-14 3,000 $24.34 14,246 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2014-08-14 3,183 $32.97 11,063 No 4 S Direct
Class C Non-Voting Common Stock Disposition 2014-08-15 1,817 $32.54 9,246 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Non-Voting Common Stock Stock Option Disposition 2014-08-14 2,000 $20.32 2,000 $20.32
Class C Non-Voting Common Stock Stock Option Disposition 2014-08-14 3,000 $24.34 3,000 $24.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-08-31 2014-09-24 No 4 M Direct
0 2008-08-31 2015-09-30 No 4 M Direct
Footnotes
  1. This report reflects (on Table I) (i) the acquisition of 2,000 shares of Class C Non-Voting Common Stock through the exercise of a previously unexercised employee stock option acquired by the reporting person in September 2004 pursuant to former Rule 16b-3; (ii) the sale of 2,000 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the September 2004 employee stock option. The exercise of the September 2004 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  2. Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation.
  3. Includes 8,610 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
  4. This report reflects (on Table I) (i) the acquisition of 3,000 shares of Class C Non-Voting Common Stock through the exercise of a previously unexercised employee stock option acquired by the reporting person in September 2005 pursuant to former Rule 16b-3; (ii) the sale of 3,000 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the September 2005 employee stock option. The exercise of the September 2005 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  5. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $32.75 to $33.15, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $32.34 to $32.83, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
  7. Exercisable beginning August 31, 2005 with respect to 666 shares, beginning August 31, 2006 with respect to 667 shares, and beginning August 31, 2007 with respect to 667 shares.
  8. Exercisable beginning August 31, 2006 with respect to 1,000 shares, beginning August 31, 2007 with respect to 1,000 shares, and beginning August 31, 2008 with respect to 1,000 shares.