Filing Details

Accession Number:
0000945436-14-000162
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-14 16:39:43
Reporting Period:
2014-08-12
Filing Date:
2014-08-14
Accepted Time:
2014-08-14 16:39:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945436 Sunedison Inc. SUNE Semiconductors & Related Devices (3674) 561505767
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550288 Brian Wuebbels C/O Sunedison, Inc.
13736 Maryland Heights, Suite 180
Maryland Heights MO 63043
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 30,133 $3.27 178,417 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 24,000 $11.63 202,417 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 20,000 $13.43 222,417 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 150,000 $2.13 372,417 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 24,997 $15.99 397,414 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 19,200 $3.27 416,614 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 6,250 $3.45 422,864 No 4 M Direct
Employee Stock Options (Right To Buy) Acquisiton 2014-08-12 40,000 $1.76 462,864 No 4 M Direct
Employee Stock Options (Right To Buy) Disposition 2014-08-12 115,745 $20.81 347,119 No 4 F Direct
Employee Stock Options (Right To Buy) Disposition 2014-08-12 198,835 $20.81 148,284 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 6,250 $0.00 6,250 $3.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 40,000 $0.00 40,000 $1.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 20,000 $0.00 20,000 $13.43
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 49,333 $0.00 148,000 $3.27
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 24,000 $0.00 40,000 $11.63
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 24,997 $0.00 25,000 $15.99
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-12 150,000 $0.00 300,000 $2.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,250 2022-04-25 No 4 M Direct
80,000 2022-07-24 No 4 M Direct
0 2019-01-20 No 4 M Direct
98,667 2022-09-18 No 4 M Direct
16,000 2021-04-27 No 4 M Direct
3 2020-04-20 No 4 M Direct
150,000 2022-05-16 No 4 M Direct
Footnotes
  1. Non-qualified Stock Options exercised were done during an open trading period
  2. This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $20.6848-$20.9848. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
  3. The option to purchase 12,500 shares of common stock was awarded on April 25, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $3.45 per share in 25% increments over four years.
  4. The option to purchase 120,000 shares of common stock was awarded on July 24, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if MEMC's stock achieves certain target market prices.
  5. The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, the option will be cancelled.
  6. The option to purchase 20,000 shares of common stock was awarded on January 20, 2009 under the MEMC 2001 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $13.43 per share in 25% increments over four years.
  7. The option to purchase 148,000 shares of common stock was awarded on September 18, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if MEMC's stock achieves certain target market prices.
  8. The option to purchase 40,000 shares of common stock was awarded on April 27, 2011 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $11.63 per share in 10%, 20%, 30% and 40% increments on April 27, 2012, April 27, 2013, April 27, 2014 and April 27, 2015, respectively.
  9. The option to purchase 25,000 shares of common stock was awarded on April 20, 2010 under the MEMC 2001 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $15.99 per share in 10%, 20%, 30% and 40% increments on April 20, 2011, April 20, 2012, April 20, 2013 and April 20, 2014, respectively.
  10. The option to purchase 300,000 shares of common stock was awarded on May 16, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $2.13 per share in 25% increments over four years.