Filing Details

Accession Number:
0001494655-14-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-13 17:08:22
Reporting Period:
2014-08-11
Filing Date:
2014-08-13
Accepted Time:
2014-08-13 17:08:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370450 Willdan Group Inc. WLDN Services-Engineering Services (8711) 141951112
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406102 Wedbush Opportunity Partners Lp 1000 Wilshire Blvd
Ste 1170
Los Angeles CA 90017
No No Yes No
1494655 Wedbush Opportunity Capital, Llc 1000 Wilshire Boulevard
Suite 1170
Los Angeles CA 90017
No No Yes No
1578005 Qinli Jeremy Zhu 1000 Wilshire
Ste 1170
Los Angeles CA 90077
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-08-11 90,000 $9.29 791,598 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The securities are held directly by Wedbush Opportunity Partners, L.P. (the Fund) for the benefit of the Funds investors. Such securities may be deemed to be indirectly beneficially owned by Wedbush Opportunity Capital, LLC (the General Partner), as the general partner of the Fund, and Jeremy Q. Zhu as a Managing Director of the General Partner and lead member of the General Partners investment team that manages the Funds portfolio. Mr. Zhu, the Fund and the General Partner are the Filers. Wedbush Opportunity Capital, LLC and Jeremy Zhu, Managing Director, disclaim beneficial ownership of shares owned by Wedbush Opportunity Partners, LP, except to the extent of any pecuniary interest therein.
  2. The Filers and their affiliates report beneficial ownership in conformity with the guidelines articulated by the SEC in Release No. 34-39538 (January 12, 1998) relating to organizations such as the Filers and their affiliates, where related entities exercise voting and investment powers over securities that they hold independently from each other. The General Partners and Mr. Zhus voting and investment powers over the securities held by the Fund are exercised independently from all of the Filers other affiliates. The members of the Funds investment team are also compensated separately from the investment professionals of such affiliates. Further, internal policies and procedures of the Filers and their affiliates establish informational barriers that prevent the flow of information that relates to the voting and investment powers between the Filers and such affiliates.
  3. Consequently, the Filers and such affiliates report the securities over which they hold investment and voting power separately from each other for purposes of Section 13 of the Act.