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Filing Details

Accession Number:: 0001217453-14-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-12 17:22:04
Reporting Period:: 2014-08-11

Filing Date:: 2014-08-12
Accepted Time:: 2014-08-12 17:22:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217453	M Linda Kane	50 Public Square, Suite 1100 Cleveland OH 44113	Sr Vp & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2014-08-11	9,033	$19.27	1,281	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	2,064	Indirect	401k Plan
Class A Common Stock	1,964	Direct
Class A Common Stock	3,843	Direct
Class A Common Stock	4,377	Direct
Class A Common Stock	4,128	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	11,250	11,250	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	15,000	15,000	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	15,000	15,000	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	6,522	6,522	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	5,437	5,437	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	6,213	6,213	Direct
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	1,735	1,735	Indirect
Class A Common	2012 Performance Shares	$0.00	2015-12-31	1988-08-08	5,124	5,124	Direct
Class A Common	2013 Performance Shares	$0.00	2016-12-31	1988-08-08	4,146	4,146	Direct
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	4,128	4,128	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-04-06	11,250	11,250	Direct
2016-04-04	15,000	15,000	Direct
2017-03-29	15,000	15,000	Direct
2018-06-18	6,522	6,522	Direct
2020-04-14	5,437	5,437	Direct
2021-04-13	6,213	6,213	Direct
1988-08-08	1,735	1,735	Indirect
1988-08-08	5,124	5,124	Direct
1988-08-08	4,146	4,146	Direct
1988-08-08	4,128	4,128	Direct

Footnotes

Class A Common Stock - 401k account - Held Indirect.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
Shares are held in a street account. 1,709 shares that vested 4/14/2014 were transferred to this account; 982 shares that vested 4/13/2014 were transferred to this account; 1,281 shares that vested 4/11/2014 were transferred to this account. The price $19.27 represents a weighed average of sales prices ranging from $19.08 per share to $19.31 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Stocks are convertible from Class B to Class A on a 1-for-1 basis.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
Class B Common Stock - 401k account - Held indirect.