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Home > Insider Trading > Filing (0001140361-14-031489)

Filing Details

Accession Number:: 0001140361-14-031489
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-08 15:49:32
Reporting Period:: 2014-08-01

Filing Date:: 2014-08-08
Accepted Time:: 2014-08-08 15:49:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505497	Biorestorative Therapies Inc.	BRTX	Services-Misc Health & Allied Services, Nec (8090)	911835664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612143	Jude Paul Tonna	69 Chichester Road Huntington NY 11743		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-01	120,000	$0.25	120,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2014-08-01	28,000	$0.00	28,000	$0.75
Common Stock	Warrant	Acquisiton	2014-08-01	2,000	$0.00	2,000	$0.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,000	2014-08-01	2019-07-11	No	4	P	Direct
2,000	2014-08-01	2019-07-31	No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option	$0.29		2024-06-27	300,000	300,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-06-27	300,000	300,000	Direct

Footnotes

Owned jointly with wife.
The option vests to the extent of 100,000 shares on each of June 27, 2014, 2015 and 2016.