Filing Details
- Accession Number:
- 0001209191-14-051341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-08 14:49:26
- Reporting Period:
- 2014-08-06
- Filing Date:
- 2014-08-08
- Accepted Time:
- 2014-08-08 13:49:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596946 | Quotient Ltd | QTNT | In Vitro & In Vivo Diagnostic Substances (2835) | 264719797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604630 | Stephen Unger | Elizabeth House, 9 Castle Street St Helier Y9 JE2 3RT | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-08-06 | 400 | $9.20 | 13,400 | No | 4 | P | Direct | |
| Ordinary Shares | Acquisiton | 2014-08-07 | 1,600 | $9.20 | 15,000 | No | 4 | P | Direct | |
| Ordinary Shares | Acquisiton | 2014-08-07 | 1,000 | $9.00 | 16,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | $8.00 | 2024-04-29 | 50,800 | 50,800 | Direct | |
| Ordinary Shares | Options to Purchase Ordinary shares | $8.00 | 2024-03-03 | 67,200 | 67,200 | Direct | |
| Ordinary Shares | Options to Purchase Ordinary shares | $3.29 | 2023-06-27 | 32,000 | 32,000 | Direct | |
| Ordinary Shares | Ordinary Share Warrants | $8.80 | 2014-07-24 | 2015-10-25 | 4,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-04-29 | 50,800 | 50,800 | Direct |
| 2024-03-03 | 67,200 | 67,200 | Direct |
| 2023-06-27 | 32,000 | 32,000 | Direct |
| 2015-10-25 | 4,000 | 5,000 | Direct |
Footnotes
- The option becomes exercisable in three equal annual installments beginning April 29, 2015.
- 22,400 options will vest on 3/4/2015, 22,400 options will vest on 3/4/2016, 22,400 options will vest on 3/4/2017.
- 10,666 options will vest on 6/28/2014, 10,666 options will vest on 6/28/2015, 10,667 options will vest on 6/28/2016.
- Each warrant to purchase 0.8 of one Ordinary Share will be exercisable during the period commencing on July 24, 2014 and ending at 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share.
Billionaire Hedge Funds
