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Home > Insider Trading > Filing (0000018230-14-000311)

Filing Details

Accession Number:: 0000018230-14-000311
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-08-07 17:07:56
Reporting Period:: 2014-05-06

Filing Date:: 2014-08-07
Accepted Time:: 2014-08-07 17:07:56
Original Submission Date:: 2014-05-07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1171780	J Edward Rapp	100 N.e. Adams Street Peoria IL 61629	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-06	15,000	$45.64	80,328	No	4	M	Direct
Common Stock	Disposition	2014-05-06	10,534	$104.04	69,794	No	4	F	Direct
Common Stock	Acquisiton	2014-05-06	15,000	$45.64	84,794	No	4	M	Direct
Common Stock	Disposition	2014-05-06	15,000	$103.99	69,794	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Footnotes

This amended Form 4 is being filed to correct the number of shares beneficially owned following each of the reported transactions.