Filing Details
- Accession Number:
- 0001464160-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 13:34:28
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 13:34:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464160 | P Gene Buer | 140 John James Audubon Parkway Amherst NY 14228 | Vp Global Svs/Vertical Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-05 | 2,500 | $23.75 | 37,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 39,697 | Direct | |
| Common Stock | 955 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 432 | 432 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,622 | 1,622 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 3,230 | 3,230 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 8,360 | 8,360 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 9,299 | 9,299 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $27.12 | 2015-05-19 | 2024-05-19 | 8,325 | 8,325 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-18 | 432 | 432 | Direct |
| 2020-05-16 | 1,622 | 1,622 | Direct |
| 2021-05-22 | 3,230 | 3,230 | Direct |
| 2022-05-20 | 8,360 | 8,360 | Direct |
| 2023-05-20 | 9,299 | 9,299 | Direct |
| 2024-05-19 | 8,325 | 8,325 | Direct |
Footnotes
- Includes 18,679 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 856 shares become fully vested and non-forfeitable on 5/23/2015, 2,779 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 3,306 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 5,808 shares become fully vested and non-forfeitable on 5/21/2015, 3,285 shares become fully vested and non-forfeitable for four years beginning 5/19/2015, and 2,645 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- Fully exercisable, subject to IRS limitations.
- Exercisable 50% per year for two years beginning 5/23/2014, if reporting person remains an employee of issuer.
- Exercisable 33.33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
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