Filing Details

Accession Number:
0001140361-14-031039
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-06 16:11:07
Reporting Period:
2014-08-06
Filing Date:
2014-08-06
Accepted Time:
2014-08-06 16:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1581720 Loxo Oncology Inc. LOXO Pharmaceutical Preparations (2834) 462996673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1120478 Md A Dov Goldstein C/O Loxo Oncology, Inc.
One Landmark Square, Suite 1122
Stamford CT 06901
Cfo And Treasurer Yes Yes Yes No
1172252 N Andrew Schiff 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1250195 Steve Elms 888 Seventh Avenue
30Th Floor
New York NY 10106
Yes No Yes No
1297291 J Dennis Purcell 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1444717 Aisling Capital Iii Lp 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1532634 Aisling Capital Partners Iii Lp Aisling Capital Llc
888 Seventh Avenue 30Th Floor
New York NY 10106
No No Yes No
1532635 Aisling Capital Partners Iii Llc Aisling Capital Llc
888 Seventh Avenue 30Th Floor
New York NY 10106
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-06 2,850,709 $0.00 3,039,416 No 4 C Direct
Common Stock Acquisiton 2014-08-06 413,077 $13.00 3,452,493 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2014-08-06 2,343,749 $0.00 2,343,749 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2014-08-06 506,960 $0.00 506,960 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. In connection with the consummation of the Issuer's initial public offering on August 6, 2014, each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration. All shares of Common Stock issued upon conversion were aggregated.
  2. The securities are directly held by Aisling Capital III, LP ("Aisling"), and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Mr. Elms is a member of the Issuer's Board of Directors. Dr. Joshua Bilenker, the Issuer's President and Chief Executive Officer, and Dr. Dov Goldstein, the Issuer's Chief Financial Officer and Treasurer, are each a member of the Issuer's Board of Directors and an Operating Partner of Aisling GP. Mr. Elms and Dr. Goldstein are members of the investment committee (the "Investment Committee") of Aisling GP. The Investment Committee has voting and dispositive power over the shares held by Aisling.
  3. None.