Filing Details
- Accession Number:
- 0001213184-14-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-05 20:01:11
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2014-08-05
- Accepted Time:
- 2014-08-05 20:01:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213183 | F Charles Cargile | 1791 Deere Avenue Irvine CA 92606 | Svp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-01 | 25,000 | $13.03 | 141,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-04 | 21,151 | $18.20 | 120,737 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-05 | 6,400 | $18.52 | 114,337 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2014-08-01 | 25,000 | $0.00 | 25,000 | $13.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Held in family trust |
Footnotes
- Includes 498 shares acquired through the issuer's Employee Stock Purchase Plan on June 30, 2014.
- Reflects the weighted-average sale price for an aggregate of 21,151 shares sold in multiple transactions at prices ranging from $17.79 to $18.34 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted-average sale price for an aggregate of 6,400 shares sold in multiple transactions at prices ranging from $18.35 to $18.72 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Option became fully vested on August 4, 2008.
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