Filing Details

Accession Number:
0001225208-14-018042
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-05 19:16:45
Reporting Period:
2014-08-01
Filing Date:
2014-08-05
Accepted Time:
2014-08-05 19:16:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403442 J Alan Kreczko One Hartford Plaza
Hartford CT 06155
E.v.p. And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-01 18,590 $7.04 37,771 No 4 M Direct
Common Stock Acquisiton 2014-08-01 18,590 $7.04 56,361 No 4 M Direct
Common Stock Disposition 2014-08-01 18,590 $34.03 37,771 No 4 S Direct
Common Stock Disposition 2014-08-01 18,590 $34.00 19,181 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-08-01 18,590 $7.04 18,590 $7.04
Common Stock Stock Option Disposition 2014-08-01 18,590 $7.04 18,590 $7.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,590 2019-02-25 No 4 M Direct
0 2019-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 17,770 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $83.00 2016-02-15 2,938 2,938 Direct
Common Stock Stock Option $74.88 2018-02-26 8,577 8,577 Direct
Common Stock Stock Option $93.69 2017-02-27 2,884 2,884 Direct
Common Stock Stock Option $20.63 2022-02-28 60,729 60,729 Direct
Common Stock Stock Option $28.91 2021-03-01 39,498 39,498 Direct
Common Stock Stock Option $35.83 2024-03-04 47,214 47,214 Direct
Common Stock Stock Option $24.15 2023-03-05 64,267 64,267 Direct
Common Stock Stock Option $92.69 2017-07-30 2,477 2,477 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-02-15 2,938 2,938 Direct
2018-02-26 8,577 8,577 Direct
2017-02-27 2,884 2,884 Direct
2022-02-28 60,729 60,729 Direct
2021-03-01 39,498 39,498 Direct
2024-03-04 47,214 47,214 Direct
2023-03-05 64,267 64,267 Direct
2017-07-30 2,477 2,477 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into on May 6, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $33.87 to $34.16 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $34.00 to $34.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The options became fully exercisable on February 25, 2012, the third anniversary of the grant date.
  5. The options became fully exercisable on February 15, 2009, the third anniversary of the grant date.
  6. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2008, three years from the date of the grant.
  7. The options became fully exercisable on February 27, 2010, the third anniversary of the grant date.
  8. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
  9. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
  10. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
  11. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
  12. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) July 30, 2007, three years from the date of the grant.