Filing Details

Accession Number:
0001140361-14-030728
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-05 15:52:36
Reporting Period:
2014-08-01
Filing Date:
2014-08-05
Accepted Time:
2014-08-05 15:52:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921547 Heritage Oaks Bancorp HEOP State Commercial Banks (6022) 770388249
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315950 C Mark Fugate 1222 Vine Street
Paso Robles CA 93446
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-01 3,591 $6.96 122,542 No 4 A Direct
Common Stock Acquisiton 2014-08-04 250 $6.98 122,792 No 4 P Direct
Common Stock Acquisiton 2014-08-04 750 $6.98 123,542 No 4 P Indirect Mark & Stephanie Ann Fugate as trustees Mark & Stephanie Fugate Family Trust UDTA dated May 6, 2008
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Indirect Mark & Stephanie Ann Fugate as trustees Mark & Stephanie Fugate Family Trust UDTA dated May 6, 2008
Footnotes
  1. Mr. Fugate has been granted 3,591 shares of restricted stock under the Company's Equity Compensation Plan. The shares will vest 100% one year from the grant date. The shares are subject to forfeiture.