Filing Details
- Accession Number:
- 0001584388-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-04 16:44:09
- Reporting Period:
- 2014-07-28
- Filing Date:
- 2014-08-04
- Accepted Time:
- 2014-08-04 16:44:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1143238 | Poly Shield Technologies Inc. | SHPR | Telephone Communications (No Radiotelephone) (4813) | 330953557 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584388 | C. Robert Kopple | 10866 Wilshire Blvd., Suite 1500 Los Angeles CA 90024 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-28 | 4,000,000 | $0.50 | 6,716,667 | No | 4 | P | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-07-28 | 4,000,000 | $0.50 | 10,716,667 | No | 5 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
| No | 5 | P | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2014-07-28 | 9,600,000 | $0.00 | 9,600,000 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,504,546 | 2014-07-28 | 2019-09-01 | No | 4 | P | Indirect |
Footnotes
- Securities held by KF Business Ventures LP. The Reporting Person has the sole power to vote or to direct the vote and the sole power to dispose or to direct the disposition of the shares for this entity.
- Closing for purchase of these common shares is scheduled for November 3, 2014, pursuant to a binding agreement.
- Warrants issued as additional consideration for a loan to the Issuer in the amount of $2,400,000.
Billionaire Hedge Funds
