Filing Details

Accession Number:
0001209191-14-050213
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-04 16:16:15
Reporting Period:
2014-07-31
Filing Date:
2014-08-04
Accepted Time:
2014-08-04 16:16:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614727 M Thomas Quindlen C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-31 114,892 $0.00 114,892 No 4 A Direct
Common Stock Acquisiton 2014-07-31 1,000 $23.00 115,892 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2014-07-31 174,307 $0.00 174,307 $23.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
174,307 2018-07-31 2024-07-31 No 4 A Direct
Footnotes
  1. Represents restricted stock units that will vest in full on July 31, 2018. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.
  2. Represents shares purchased pursuant to Synchrony Financial's Directed Share Program in connection with its initial public offering.
  3. The option will vest in full on July 31, 2018.