Filing Details

Accession Number:
0000919574-14-004205
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-01 15:31:21
Reporting Period:
2014-05-12
Filing Date:
2014-08-01
Accepted Time:
2014-08-01 15:31:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP Commodity Contracts Brokers & Dealers (6221) 204568600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328785 Rima Senvest Management, L.l.c. 540 Madison Avenue
32Nd Floor
New York NY 10022
No No Yes No
1536894 R Richard Mashaal C/O Rima Senvest Management, L.l.c.
540 Madison Avenue, 32Nd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 1,350 $7.76 434,166 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 3,413 $7.76 437,579 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 175 $7.75 437,754 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 442 $7.75 438,196 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 1,934 $7.72 440,130 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 4,889 $7.72 445,019 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 27 $7.85 445,046 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 68 $7.85 445,114 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 298 $7.80 445,412 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-12 765 $7.80 446,177 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-27 144 $7.94 446,321 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-27 388 $7.94 446,709 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-27 442 $7.98 447,151 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-05-27 1,153 $7.98 448,304 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-06-09 576 $7.70 448,880 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-06-09 1,563 $7.70 450,443 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-06-10 144 $7.78 450,587 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-06-10 390 $7.78 450,977 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-10 713 $6.86 451,690 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-10 1,962 $6.86 453,652 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-11 199 $6.71 453,851 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-11 544 $6.71 454,395 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-14 143 $6.66 454,538 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-14 392 $6.66 454,930 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-15 143 $6.58 455,073 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-15 392 $6.58 455,465 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-16 287 $6.49 455,752 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-16 783 $6.49 456,535 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-17 262 $6.52 456,797 No 4 P Indirect See footnote
Common Stock, $0.00001 Par Value Acquisiton 2014-07-17 700 $6.52 457,497 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which RIMA Senvest Management, L.L.C. ("RIMA") serves as investment manager or general partner. Richard Mashaal is the managing member of RIMA. RIMA and Mr. Mashaal may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of RIMA's position as investment manager or general partner of the Investment Vehicles and Mr. Mashaal's status as the managing member of RIMA.