Filing Details

Accession Number:
0001140361-14-030358
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-08-01 11:42:48
Reporting Period:
2014-07-08
Filing Date:
2014-08-01
Accepted Time:
2014-08-01 11:42:48
Original Submission Date:
2014-07-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1236997 Counterpath Corp CPAH Services-Prepackaged Software (7372) 200004161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312833 David Karp 3780 Bayridge Avenue
Vancouver A1 V7V 3J2
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-07-08 362 $1.25 172,615 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 172,253 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $2.15 2006-03-07 2016-09-07 240,000 240,000 Direct
Common Stock Options $1.75 2012-06-14 2016-12-14 150,000 390,000 Direct
Common Stock Options $1.31 2014-06-12 2018-12-12 200,000 590,000 Direct
Common Deferred Share Units $0.00 2009-12-14 80,645 80,645 Direct
Common Deferred Share Units $0.00 2010-06-18 50,000 130,645 Direct
Common Deferred Share Units $0.00 2011-03-10 22,026 152,671 Direct
Common Deferred Share Units $0.00 2011-07-25 54,054 206,725 Direct
Common Deferred Share Units $0.00 2012-07-19 17,108 223,833 Direct
Common Deferred Share Units $0.00 2013-07-25 25,139 248,972 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-09-07 240,000 240,000 Direct
2016-12-14 150,000 390,000 Direct
2018-12-12 200,000 590,000 Direct
80,645 80,645 Direct
50,000 130,645 Direct
22,026 152,671 Direct
54,054 206,725 Direct
17,108 223,833 Direct
25,139 248,972 Direct
Footnotes
  1. Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
  2. These shares were purchased through an Employee Share Purchase Plan.
  3. Canadian dollars.
  4. Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
  5. The deferred share units vest one third over three years beginning on the first anniversary of the grant date.
  6. The Options vest as to 12.5% starting on June 12, 2014; then 1/42 of the remaining 87.5% of the Options vest every month until the Options are fully vested.