Filing Details

Accession Number:
0001140361-14-030210
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-31 16:05:07
Reporting Period:
2014-06-16
Filing Date:
2014-07-31
Accepted Time:
2014-07-31 16:05:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1229146 Surrey Bancorp SRYB State Commercial Banks (6022) 593772016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245220 H Robert Moody 530 Montclair Drive
Mount Airy NC 27030
Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-16 497 $13.00 104,466 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A 4.5% Convertible Non-Cumulative Perpetual Preferred $0.00 17,872 7,786 Direct
Common Stock Series D 5.0% Convertible Non-Cumulative Perpetual Preferred $0.00 7,920 7,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
17,872 7,786 Direct
7,920 7,200 Direct
Footnotes
  1. Convertible into Common Stock
  2. Perpetual Preferred Stock
  3. Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share.
  4. Series D 5.0% Convertible Non-Cululative Perpetual Preferred Stock is convertible into 1.10 shares of common stock per share.