Filing Details
- Accession Number:
- 0001140361-14-030102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-31 12:22:27
- Reporting Period:
- 2014-07-29
- Filing Date:
- 2014-07-31
- Accepted Time:
- 2014-07-31 12:22:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8146 | Astro Med Inc W | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527095 | Alexis Ondis | C/O Astro-Med, Inc. 600 East Greenwich Avenue West Warwick RI 02893 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-07-29 | 100 | $13.63 | 1,436,641 | No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
| Common Stock | Disposition | 2014-07-29 | 101 | $13.68 | 1,436,540 | No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
| No | 4 | S | Indirect | Held by the Estate of Albert W. Onids of which the reporting person is a co-executor. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,858 | Indirect | Held under the Issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis. |
| Common Stock | 5,614 | Indirect | Held in trust for a child of the reporting person for which the reporting person is a trustee. |
| Common Stock | 122,096 | Direct |
Footnotes
- The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis of which reporting person is a co-executor.
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