Filing Details

Accession Number:
0001104659-14-055326
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-31 11:41:42
Reporting Period:
2014-07-30
Filing Date:
2014-07-31
Accepted Time:
2014-07-31 11:41:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1432196 Pershing Gold Corp. PGLC Services-Motion Picture & Video Tape Production (7812) 260657736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380896 Trust Investments Gamma Frost 4400 Biscayne Boulevard, 15Th Floor
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-30 441,177 $0.00 53,772,527 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2014-07-30 176,470 $0.00 176,470 $0.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
176,470 2014-07-30 2017-01-30 No 4 P Direct
Footnotes
  1. The reported securities are included within 441,177 Pershing Gold Units purchased by the reporting person at $0.34 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 0.40 shares of common stock.
  2. These securities are held by Frost Gamma Investments Trust, of which Phillip Frost, M.D., is the trustee and Frost Gamma Limited Partnership is the sole and exclusive beneficiary. Dr. Frost is one of two limited partners of Frost Gamma, L. P. The general partner of Frost Gamma, L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation.