Filing Details

Accession Number:
0001209191-14-049509
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-07-30 13:48:41
Reporting Period:
2014-07-08
Filing Date:
2014-07-30
Accepted Time:
2014-07-30 13:48:41
Original Submission Date:
2014-07-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1550695 Performant Financial Corp PFMT Services-Miscellaneous Business Services (7380) 200484934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555692 Hakan Orvell 333 North Canyon Parkway
Livermore CA 94551
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-08 19,025 $0.50 19,025 No 4 M Direct
Common Stock Disposition 2014-07-08 19,025 $10.53 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-07-08 19,025 $0.00 19,025 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
103,197 2018-01-18 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. This report is being amended to correct the reported number of securities. The amount erroneously reported previously was 26,025 and the correct number is 19,025.
  3. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.65 inclusive. The reporting person undertakes to provide, upon request, Performant Financial Corporation, any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option award is fully vested and immediately exercisable.