Filing Details

Accession Number:
0001209191-14-049508
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-07-30 13:40:00
Reporting Period:
2014-07-21
Filing Date:
2014-07-30
Accepted Time:
2014-07-30 13:40:00
Original Submission Date:
2014-07-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383571 Globe Specialty Metals Inc GSM Primary Smelting & Refining Of Nonferrous Metals (3330) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323226 Alan Kestenbaum C/O Globe Specialty Metals, Inc.
600 Brickell Avenue, Ste 1500
Miami FL 33131
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-21 25,000 $20.27 9,661,003 No 4 S Direct
Common Stock Disposition 2014-07-22 71,891 $20.93 9,589,112 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The average sales price over several transactions is $20.2687: 300 @ $20.12; 900 @ $20.13; 700 @ $20.14; 100 @ $20.145; 1200 @ $20.15; 1600 @ $20.16; 900 @ $20.17; 1400 @ $20.18; 1700 @ $20.19; 1700 @ $20.20; 1100 @ $20.21; 1300 @ $20.22; 1300 @ $20.23; 700 @ $20.24; 300 @ $20.26; 600 @ $20.265; 100 @ $20.27; 300 @ $20.28; 100 @ $20.285; 200 @ $20.29; 200 @ $2.295; 1100 @ $20.30; 600 @ $20.31; 100 @ $20.315; 900 @ $20.32; 100 @ $20.325; 500 @ $20.33; 600 @ $20.34; 300 @ $20.35; 200 @ $20.38; 100 @ $20.39; 100 @ $20.40; 500 @ $20.42; 100 @ $20.43; 200 @ $20.49; 200 @ $20.50; 100 @ $20.51; 978 @ $20.52; 22 @ $20.53; 100 @ $20.54; 300 @ $20.55; 200 @ $20.57; 100 @ $20.59; 200 @ $20.60; 100 @ $20.61; 100 @ $20.62; 400 @ $20.63; 100 @ $20.65.
  2. This amendment is being filed to correct the amount of securities beneficially owned following the reported transactions based on an amendment to the information concerning securities sold on 7/11/2014.
  3. The average sales price over several transactions is $20.9306: 100 @ $20.545; 400 @ $20.56; 300 @ $20.57; 200 @ $20.58; 100 @ $20.60; 200 @ $20.605; 300 @ $20.61; 300 @ $20.62; 200 @ $20.625; 100 @ $20.635; 100 @ $20.64; 300 @ $20.67; 200 @ $20.68; 100 @ $20.69; 700 @ $20.73; 100 @ $20.735; 4100 @ $20.74; 2100 @ $20.75; 300 @ $20.755; 2686 @ $20.76; 700 @ $20.765; 3845 @ $20.77; 100 @ $20.775; 1797 @ $20.78; 200 @ $20.785; 1900 @ $20.79; 200 @ $20.795; 1300 @ $20.80; 300 @ $20.81; 300 @ $20.82; 200 @ $20.83; 600 @ $20.84; 272 @ $20.85; 400 @ $20.86; 7116 @ $21.00; 4200 @ $21.005; 5092 @ $21.01; 4434 @ $21.015; 6330 @ $21.02; 1700 @ $21.025; 1300 @ $21.03; 6815 @ $21.04; 1600 @ $21.045; 3785 @ $21.05; 100 @ $21.055; 600 @ $21.06; 1800 @ $21.07; 500 @ $21.075; 1519 @ $21.08.