Filing Details
- Accession Number:
- 0001003297-14-000373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-29 19:45:43
- Reporting Period:
- 2014-07-24
- Filing Date:
- 2014-07-29
- Accepted Time:
- 2014-07-29 19:45:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308706 | Jr L Gerard Conway | C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12210 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-07-24 | 84,306 | $5.52 | 250,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-24 | 15 | $5.67 | 250,963 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2014-07-24 | 250,000 | $0.00 | 250,000 | $5.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,963 | 2024-07-24 | No | 4 | A | Direct |
Footnotes
- Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan,
- 83,334 options vest on July 24, 2015, 83,333 options vest on July 24, 2016 and 83,333 options vest on July 24, 2017.
Billionaire Hedge Funds
