Filing Details

Accession Number:
0001181431-11-002162
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-06 14:43:52
Reporting Period:
2011-01-04
Filing Date:
2011-01-06
Accepted Time:
2011-01-06 14:43:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481297 Malcolm John Graham 2051 Palomar Airport Road
Suite 100
Carlsbad CA 92011
Vice President, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock ($0.0001 Par Value) Acquisiton 2011-01-04 2,518 $0.00 2,518 No 4 C Direct
Class A Common Stock ($0.0001 Par Value) Disposition 2011-01-04 2,518 $11.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock ($0.0001 Par Value) Employee Stock Option (right to buy) Disposition 2011-01-04 2,518 $0.00 2,518 $1.45
Class B Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Acquisiton 2011-01-04 2,518 $0.00 2,518 $0.00
Class A Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Disposition 2011-01-04 2,518 $0.00 2,518 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,564 2018-10-02 No 4 M Direct
2,518 No 4 A Direct
0 No 4 C Direct
Footnotes
  1. Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.
  3. The shares are fully vested.
  4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.