Filing Details

Accession Number:
0001181431-14-027269
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-23 18:42:50
Reporting Period:
2014-07-21
Filing Date:
2014-07-23
Accepted Time:
2014-07-23 18:42:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006045 Iridex Corp IRIX Electromedical & Electrotherapeutic Apparatus (3845) 770210467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422484 H James Mackaness C/O Iridex Corporation
1212 Terra Bella Avenue
Mountain View CA 94043
Cfo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-21 1,000 $4.31 3,000 No 4 M Direct
Common Stock Disposition 2014-07-21 1,000 $7.62 2,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Right to Buy Disposition 2014-07-21 1,000 $0.00 1,000 $4.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,000 2017-04-29 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.61 to $7.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. The shares subject to the option are fully vested and exercisable.