Filing Details

Accession Number:
0000919574-14-004122
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-23 10:42:11
Reporting Period:
2014-07-16
Filing Date:
2014-07-23
Accepted Time:
2014-07-23 10:42:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835887 Progenics Pharmaceuticals Inc PGNX Pharmaceutical Preparations (2834) 133379479
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511900 Ltd Fund Master Healthcare Broadfin C/O 20 Genesis Close
Ansbacher House, Second Floor, 1344
Grand Cayman E9 KY1-1108
No No Yes No
1511901 Broadfin Capital, Llc 237 Park Avenue
Suite 900
New York NY 10017
No No Yes No
1601692 Kevin Kotler C/O Broadfin Capital, Llc
237 Park Avenue, Suite 900
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-16 411,693 $4.48 7,737,426 No 4 P Direct
Common Stock Acquisiton 2014-07-17 436,884 $4.48 8,174,310 No 4 P Direct
Common Stock Acquisiton 2014-07-18 388,200 $4.73 8,562,510 No 4 P Direct
Common Stock Acquisiton 2014-07-21 388,659 $4.73 8,951,169 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The Common Stock is held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Each of Broadfin Capital, LLC, Broadfin Healthcare Master Fund, Ltd. and Kevin Kotler disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.