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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1130143	Delta Institutional, Lp	C/O Trafelet &Amp; Company Advisors Llc 590 Madison Avenue, 26Th Floor New York NY 10022	No	No	Yes	No
1176974	Trafelet & Company, Llc	590 Madison Avenue 26Th Floor New York NY 10022	No	No	Yes	No
1280506	Trafelet & Co Advisors Llc	590 Madison Avenue 26Th Floor New York NY 10022	No	No	Yes	No
1297619	W Remy Trafelet	C/O Trafelet Capital Management, L.p. 590 Madison Ave, 26Th Floor New York NY 10022	No	No	Yes	No
1387672	Trafelet Brokaw Capital Management, L.p.	590 Madison Avenue 26Th Floor New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Disposition	2014-06-19	1,809,525	$4.50	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants	Disposition	2014-06-19	250,000	$0.00	250,000	$5.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-06-04	2018-06-04	No	4	S	Indirect

Footnotes

This Form 4 is being filed on behalf of: (i) Delta Institutional, LP (the "Fund"); (ii) Trafelet & Company Advisors, LLC ("TCA"); (iii) Trafelet Brokaw Capital Management, L.P. ("TBCM"); (iv) Trafelet & Company, LLC ("TC"); and (v) Remy W. Trafelet ("Mr. Trafelet"), the managing member of TC and TCA. The persons and entities referred to in items (i)-(v) hereof may be collectively referred to herein as the "Reporting Persons". TBCM serves as investment manager to the Fund and two other private investment vehicles and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund and such other private investment vehicles. TCA serves as the general partner to the Fund and such other private investment vehicles. TC serves as the general partner of TCM. Mr. Trafelet may be deemed to have had indirect beneficial ownership of the shares reported herein based on his relationship with TCM and TCA.
The warrants were transferred for no additional consideration in connection with the sale of shares of Common Stock.