Filing Details
- Accession Number:
- 0001144204-14-043834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-21 11:06:53
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-07-21
- Accepted Time:
- 2014-07-21 11:06:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1453593 | Bacterin International Holdings Inc. | BONE | Biological Products, (No Disgnostic Substances) (2836) | 205313323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508205 | Lee Darrel Holmes | 664 Cruiser Lane Belgrade MT 59714 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-10 | 50,000 | $0.74 | 11,656 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 70,000 | $0.00 | 70,000 | $2.36 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 100,000 | $0.00 | 100,000 | $1.65 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 30,000 | $0.00 | 30,000 | $1.34 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 18,287 | $0.00 | 18,287 | $1.50 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 11,712 | $0.00 | 11,712 | $1.50 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 15,000 | $0.00 | 15,000 | $1.50 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 15,000 | $0.00 | 15,000 | $1.50 |
| Common Stock | Employee Stock Option | Disposition | 2014-07-18 | 15,000 | $0.00 | 15,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-03-27 | No | 4 | D | Direct | |
| 0 | 2022-09-06 | No | 4 | D | Direct | |
| 0 | 2016-10-09 | No | 4 | D | Direct | |
| 0 | 2009-12-29 | 2018-12-29 | No | 4 | D | Direct |
| 0 | 2010-12-29 | 2018-12-29 | No | 4 | D | Direct |
| 0 | 2011-12-29 | 2018-12-29 | No | 4 | D | Direct |
| 0 | 2012-12-29 | 2018-12-29 | No | 4 | D | Direct |
| 0 | 2013-12-29 | 2018-12-29 | No | 4 | D | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.73 to $0.76, inclusive. The reporting person undertakes to provide to Bacterin International Holdings, Inc. ("BONE"), any shareholder of BONE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option was canceled by mutual agreement of the reporting person and the issuer. The reporting person received $1.00 as consideration for the cancellation of all options listed in this Form 4.
- The option provided for vesting in five equal annual installments beginning March 27, 2013.
- The option provided for vesting in three equal annual installments beginning September 6, 2013.
- The option provided for vesting in two equal annual installments beginning 10/9/07.
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