Filing Details

Accession Number:
0001144204-14-043783
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-18 18:38:13
Reporting Period:
2014-07-02
Filing Date:
2014-07-18
Accepted Time:
2014-07-18 18:38:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1379006 Nanoviricides Inc. NNVC Services-Commercial Physical & Biological Research (8731) 760674577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580568 Milton Boniuk C/O Nanoviricides, Inc.
135 Wood Street, Suite 205
West Haven CT 06516
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2014-07-17 28,572 $3.50 658,963 No 4 P Direct
Common Stock, Par Value $0.001 Acquisiton 2014-07-17 28,572 $3.50 314,286 No 4 P Indirect Held by Boniuk Interests, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Held by Boniuk Interests, Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10% Coupon Series C Convertible Debenture Acquisiton 2014-07-02 1 $5,000,000.00 952,381 $5.25
Common Stock Series A Convertible Preferred Stock Acquisiton 2014-07-11 187,000 $0.00 654,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 No 4 A Indirect
187,000 No 4 A Indirect
Footnotes
  1. The shares of common stock were acquired upon exercise of warrants issued to the Reporting Person on September 11, 2013.
  2. Held by the Reporting Person and his wife Laurie Boniuk.
  3. Does not include warrants to purchase an additional 542,856 shares of common stock, 314,286 shares of common stock held in the name of Boniuk Interests, Ltd., warrants to purchase an additional 257,142 shares of common stock held in the name of Boniuk Interests, Ltd., 190,477 shares of common stock held by Boniuk Charitable Foundation, 100 shares of common stock issuable upon exercise of warrants that are currently exercisable, an indeterminate number of shares of common stock issuable upon conversion of debentures held by Boniuk Interests Ltd. and Boniuk Charitable Foundation that are currently exercisable, 952,381 shares of common stock issuable upon conversion of a debenture and 654,500 shares of common stock underlying shares of Series A Preferred Stock which are not readily exercisable held by Milton Boniuk IRA.
  4. See Note 3 regarding the explanation of the Reporting Person's other holdings of the Issuer's securities
  5. The securities are presently exercisable.
  6. The derivative securities do not expire.