Filing Details

Accession Number:
0001565874-14-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-18 12:05:38
Reporting Period:
2014-07-16
Filing Date:
2014-07-18
Accepted Time:
2014-07-18 12:05:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059213 Dividend & Income Fund DNI (0) 510382212
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565874 Castle Mortgage Corp 10770 Wateridge Cirlce
Suite 250
San Diego CA 92121
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-16 200 $16.12 22,378 No 4 S Direct
Common Stock Disposition 2014-07-17 1,455 $16.10 20,923 No 4 S Direct
Common Stock Disposition 2014-07-18 8,000 $16.04 12,923 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct