Filing Details
- Accession Number:
- 0001493152-14-002184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-17 18:49:40
- Reporting Period:
- 2014-06-26
- Filing Date:
- 2014-07-17
- Accepted Time:
- 2014-07-17 18:49:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439133 | Windstream Technologies Inc. | WSTI | Hotels & Motels (7011) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614114 | Adrian James | 3736 Bee Caves Rd, Suite 1-105 Austin TX 78746 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-26 | 25,000 | $0.01 | 9,875,000 | No | 4 | S | Indirect | By trust |
| Common Stock | Acquisiton | 2014-07-08 | 140,000 | $0.64 | 140,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By trust |
| No | 4 | P | Direct |
Footnotes
- These shares are owned directly by Vanguard Financial Trust, a ten percent owner of the issuer, and indirectly by Adrian James, as trustee. Adrian James is a ten percent owner of the issuer.
- These are shares owned directly by Adrian James.
Billionaire Hedge Funds
