Filing Details

Accession Number:
0001437749-14-012944
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-17 17:37:45
Reporting Period:
2014-07-03
Filing Date:
2014-07-17
Accepted Time:
2014-07-17 17:37:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Partners Inc. BGCP Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 134063515
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210301 H John Dalton C/O Bgc Partners, Inc.
499 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2014-07-03 3,900 $7.55 109,775 No 4 P Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2014-07-03 5,000 $7.55 114,775 No 4 P Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2014-07-07 2,500 $7.45 117,275 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchased in open market transactions.
  2. 19,312 shares of Class A Common Stock are represented by 19,312 restricted stock units ("RSU"s) granted under the BGC Partners, Inc. Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 19,312 RSUs, (i) 7,599 RSUs were granted on December 17, 2012, and will vest on December 17, 2014; (ii) 4,570 RSUs were granted on June 4, 2013, and will vest on June 4, 2015; and (iii) 7,143 RSUs were granted on June 3, 2014, of which 3,572 RSUs will vest on June 3, 2015 and 3,571 RSUs will vest on June 3, 2016, provided that the reporting person continues to serve as a member of the Board of Directors on each of such dates.