Filing Details

Accession Number:
0001209191-14-047788
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-17 16:14:48
Reporting Period:
2014-07-16
Filing Date:
2014-07-17
Accepted Time:
2014-07-17 16:14:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365997 Bank Of The Carolinas Corp BCAR National Commercial Banks (6021) 204989192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365581 W Francis Slate 135 Boxwood Village Drive
Mocksville NC 27027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-16 250,000 $0.10 259,264 No 4 P Indirect As trustee for Dr. Francis W. Slate Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As trustee for Dr. Francis W. Slate Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,250 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Director Stock Options (Right to Buy) $5.25 2008-10-22 2018-10-22 1,500 1,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-10-22 1,500 1,500 Direct