Filing Details
- Accession Number:
- 0001513162-14-000430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-17 16:13:28
- Reporting Period:
- 2014-07-15
- Filing Date:
- 2014-07-17
- Accepted Time:
- 2014-07-17 16:13:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 715446 | Copytele Inc | COPY | Patent Owners & Lessors (6794) | 112622630 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613700 | Tisha Stender | C/O Copytele, Inc. 900 Walt Whitman Road Melville NY 11747 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-15 | 800,000 | $0.00 | 800,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrants (Right to Buy) | Acquisiton | 2014-07-15 | 400,000 | $0.00 | 400,000 | $0.40 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-07-16 | 2,000,000 | $0.00 | 2,000,000 | $0.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-07-16 | 2,000,000 | $0.00 | 2,000,000 | $0.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 400,000 | 2014-07-15 | 2019-07-15 | No | 4 | P | Direct |
| 2,000,000 | 2024-07-16 | No | 4 | A | Direct | |
| 2,000,000 | 2024-07-16 | No | 4 | A | Direct |
Footnotes
- On July 15, 2014, Ms. Stender purchased 800,000 shares of Common Stock, par value $0.01 per share, and 400,000 Warrants to purchase Common Stock, for an aggregate purchase price of $200,000 from CopyTele, Inc. in a registered direct offering.
- The option vests in 36 equal monthly installments beginning on August 31, 2014.
- The option vests, if at all, in two equal parts upon achievement of certain Company milestones.
Billionaire Hedge Funds
