Filing Details

Accession Number:
0001181431-14-026638
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-11 22:40:11
Reporting Period:
2014-07-09
Filing Date:
2014-07-11
Accepted Time:
2014-07-11 21:40:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337553 Aerie Pharmaceuticals Inc AERI Biological Products, (No Disgnostic Substances) (2836) 203109565
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202793 Michael Powell C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1245624 James Healy C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1362314 Eric Buatois C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1380734 P L Vii Partners Venture Sofinnova C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1421501 Sofinnova Management Vii, L.l.c. C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-09 1,000,000 $24.00 1,566,657 No 4 S Direct
Common Stock Disposition 2014-07-10 8,022 $25.81 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The securities are owned directly by Sofinnova Venture Partners VII, L.P. ("SV VII"). Sofinnova Management VII, L.L.C. ("SV VII LLC"), the general partner of SV VII, James Healy, Michael Powell, and Eric Buatois, the managing members of SV VII LLC, and Anand Mehra, a director of the Issuer, may be deemed to have shared voting and dispositive power over the shares owned by SV VII. Such persons and entities disclaim beneficial ownership over the shares owned by SV VII except to the extent of any pecuniary interest therein.
  2. The securities are owned directly by SV VII LLC, and James Healy, Michael Powell, and Eric Buatois, the managing members of SV VII LLC, and Anand Mehra, a director of the Issuer, may be deemed to have shared voting and dispositive power over the shares owned by SV VII LLC. Such persons and entities disclaim beneficial ownership over the shares owned by SV VII LLC except to the extent of any pecuniary interest therein.