Filing Details
- Accession Number:
- 0000902664-14-003110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-11 17:44:47
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-07-11
- Accepted Time:
- 2014-07-11 17:44:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561680 | Tri Pointe Homes Inc. | TPH | Operative Builders (1531) | 273201111 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613521 | Ltd. Offshore Thematic Diamond Black | 2100 Mckinney Avenue, Suite 1800 Dallas TX 75201 | No | No | Yes | No | |
| 1613525 | Ltd. Offshore Arbitrage Diamond Black | 2100 Mckinney Avenue, Suite 1800 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-30 | 84,749 | $15.43 | 3,259,402 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 94,872 | $15.44 | 3,279,402 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 20,000 | $15.45 | 3,379,402 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 100,000 | $15.39 | 3,386,183 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 6,781 | $15.47 | 3,436,183 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 50,000 | $15.47 | 3,461,183 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 25,000 | $15.46 | 3,486,083 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 24,900 | $15.48 | 3,486,683 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 600 | $15.48 | 3,487,683 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 1,000 | $15.50 | 3,488,683 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 1,000 | $15.50 | 3,495,083 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 150,000 | $15.53 | 3,645,083 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 50,000 | $15.48 | 3,695,083 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 100,000 | $15.54 | 3,795,083 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 50,000 | $15.56 | 3,845,083 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-06-30 | 68,647 | $15.72 | 3,913,730 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-07-01 | 192,700 | $15.54 | 4,106,430 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-07-02 | 53,600 | $15.57 | 4,160,030 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-07-02 | 25,000 | $15.60 | 4,185,030 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-07-02 | 25,000 | $15.46 | 4,210,030 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2014-07-02 | 25,000 | $15.54 | 4,235,030 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
Footnotes
- The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore"), Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Relative Value Offshore Ltd., a Cayman Islands exempted company ("Relative Value Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), Black Diamond Thematic Offshore Ltd., a Cayman Islands exempted company ("Thematic" and together with Offshore, Double Offshore, Relative Value Offshore and Arbitrage, the "Funds") and three managed accounts (collectively, the "Accounts").
- Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds and the Accounts. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder of Asgard II. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Billionaire Hedge Funds
