Filing Details

Accession Number:
0000902664-14-003087
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-10 21:29:55
Reporting Period:
2014-06-30
Filing Date:
2014-07-10
Accepted Time:
2014-07-10 21:29:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561680 Tri Pointe Homes Inc. TPH Operative Builders (1531) 273201111
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056973 P L Capital Carlson 2100 Mckinney Ave
Ste 1800
Dallas TX 75201
No No Yes No
1404557 Asgard Investment Corp. 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1404625 Duane Clint Carlson 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1404976 Ltd Offshore Diamond Black Double 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1449554 Ltd. Offshore Value Relative Diamond Black Ubs House, 227 Elgin Avenue
P.o. Box 852
Grand Cayman E9 KY1-1103
No No Yes No
1452364 Ltd. Offshore Diamond Black Ubs House, 227 Elgin Ave
P.o. Box 852
Grand Cayman E9 KY1-1103
No No Yes No
1503915 Asgard Investment Corp. Ii 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-30 84,749 $15.43 3,259,402 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 94,872 $15.44 3,279,402 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 20,000 $15.45 3,379,402 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 100,000 $15.39 3,386,183 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 6,781 $15.47 3,436,183 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 50,000 $15.47 3,461,183 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 25,000 $15.46 3,486,083 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 24,900 $15.48 3,486,683 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 600 $15.48 3,487,683 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 1,000 $15.50 3,488,683 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 1,000 $15.50 3,495,083 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 150,000 $15.53 3,645,083 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 50,000 $15.48 3,695,083 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 100,000 $15.54 3,795,083 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 50,000 $15.56 3,845,083 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-06-30 68,647 $15.72 3,913,730 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-07-01 192,700 $15.54 4,106,430 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-07-02 53,600 $15.57 4,160,030 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-07-02 25,000 $15.60 4,185,030 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-07-02 25,000 $15.46 4,210,030 No 4 P Indirect See footnotes
Common Stock Acquisiton 2014-07-02 25,000 $15.54 4,235,030 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore"), Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Relative Value Offshore Ltd., a Cayman Islands exempted company ("Relative Value Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), Black Diamond Thematic Offshore Ltd., a Cayman Islands exempted company ("Thematic" and together with Offshore, Double Offshore, Relative Value Offshore and Arbitrage, the "Funds") and three managed accounts (collectively, the "Accounts").
  2. Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds and the Accounts. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder of Asgard II. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.