Filing Details

Accession Number:
0001537179-14-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-10 14:31:30
Reporting Period:
2014-07-01
Filing Date:
2014-07-10
Accepted Time:
2014-07-10 13:31:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931799 Glyeco Inc. GLYE Industrial Inorganic Chemicals (2810) 330622722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537179 Ralph Amato 2105 Plantation Village
Dorado PR 00646
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-01 100,000 $0.50 7,071,600 No 4 J Indirect By LLC
Common Stock Disposition 2014-07-09 500,000 $0.70 6,571,600 No 4 S Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By LLC
No 4 S Indirect By LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to purchase) Disposition 2014-07-01 100,000 $0.00 100,000 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-09-01 2015-09-01 No 4 O Indirect
Footnotes
  1. Warrant exercisable for 100,000 shares of Common Stock of the Issuer for $1.00 per share from September 1, 2012 to September 1, 2015. Warrant issued to Reporting Person on September 1, 2012 in consideration for services rendered.
  2. Exercise price of Warrant temporarily reduced by Issuer from $1.00 per share to $0.50 per share during the period beginning on June 4, 2014 and ending at 5:00 PM (Pacific Time) on July 1, 2014.
  3. Held indirectly through RDA Equities, LLC, an entity of which Reporting Person has voting and dispositive control.
  4. Shares acquired from Issuer upon the exercise of the Warrant reported on Table II of this Form 4.
  5. Privately negotiated sale.