Filing Details

Accession Number:
0001179110-14-011672
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-10 13:24:39
Reporting Period:
2014-07-09
Filing Date:
2014-07-10
Accepted Time:
2014-07-10 13:24:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809559 Tcw Strategic Income Fund Inc TSI () 930939398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545879 Andrew Tarica Tcw Strategic Income Fund, Inc.
865 S. Figueroa St, Ste 1800
Los Angeles CA 90017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-09 5,000 $5.54 5,000 No 4 P Direct
Common Stock Acquisiton 2014-07-09 5,000 $5.54 10,000 No 4 P Direct
Common Stock Acquisiton 2014-07-09 4,000 $5.54 14,000 No 4 P Indirect 2005 ESC Trust
Common Stock Acquisiton 2014-07-09 2,000 $5.54 16,000 No 4 P Indirect Jaclyn Tarica Trust
Common Stock Acquisiton 2014-07-09 2,000 $5.54 18,000 No 4 P Indirect Jeremy Tarica Trust
Common Stock Acquisiton 2014-07-09 2,000 $5.54 20,000 No 4 P Indirect Zachary Tarica Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect 2005 ESC Trust
No 4 P Indirect Jaclyn Tarica Trust
No 4 P Indirect Jeremy Tarica Trust
No 4 P Indirect Zachary Tarica Trust
Footnotes
  1. Joint Tennant with Spouse
  2. IRA