Filing Details
- Accession Number:
- 0001104659-14-050845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-09 19:51:37
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-07-09
- Accepted Time:
- 2014-07-09 19:51:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1598646 | Minerva Neurosciences Inc. | NERV | Pharmaceutical Preparations (2834) | 260784194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1610381 | Rogerio Coelho Vivaldi | C/O Minerva Neurosciences 245 First Street, Suite 1800 Cambridge MA 02142 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-01 | 41,667 | $6.00 | 41,667 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-06-30 | 498,621 | $0.00 | 498,621 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 498,621 | 2024-06-29 | No | 4 | A | Direct |
Footnotes
- 25% of the shares subject to the option will become exercisable on November 1, 2014 and the balance of the shares will become exercisable in a series of twelve equal quarterly installments upon Dr. Vivaldi's completion of each quarter of service over the three year period thereafter.
Billionaire Hedge Funds
