Filing Details

Accession Number:
0001193805-14-001406
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-09 16:40:47
Reporting Period:
2014-07-07
Filing Date:
2014-07-09
Accepted Time:
2014-07-09 16:40:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543418 Novacopper Inc. NCQ Gold And Silver Ores (1040) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454795 L.p. Resources Strategic Electrum 535 Madison Avenue, 11Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-07-07 2,760,870 $0.00 16,022,449 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Warrants (right to buy) Acquisiton 2014-07-07 2,760,870 $0.00 2,760,870 $1.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,760,870 2014-07-07 2019-07-07 No 4 P Direct
Footnotes
  1. The reported common shares and warrants were included in 2,760,870 Units purchased by the Reporting Person for $1.15 per Unit. Each Unit consists of one common share and one warrant to purchase one common share (or 2,760,870 common shares in the aggregate).