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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-07-08 14:13:26
Reporting Period:
Filing Date:
Accepted Time:
2014-07-08 13:13:26
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
884940 Stein Mart Inc SMRT Retail-Family Clothing Stores (5651) 640466198
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171042 Jr E Martin Stein One Independent Drive
Suite 114
Jacksonville FL 32202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-03 8,495 $1.49 59,068 No 4 M Direct
Common Stock Disposition 2014-07-03 8,495 $14.23 50,573 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (to purchase) Disposition 2014-07-03 8,495 $0.00 8,495 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-28 2016-01-28 No 4 M Direct
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.99 to $14.34, inclusive. The reporting person undertakes to provide Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.