Filing Details
- Accession Number:
- 0001437749-14-012457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-03 20:38:17
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-03
- Accepted Time:
- 2014-07-03 20:38:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1106851 | Omnivision Technologies Inc | OVTI | Semiconductors & Related Devices (3674) | 770401990 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528680 | E. Howard Rhodes | 4275 Burton Drive Santa Clara CA 95054 | Chief Technical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-01 | 40,414 | $0.00 | 40,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-01 | 13,563 | $22.68 | 26,851 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-07-02 | 26,851 | $22.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2014-07-01 | 12,500 | $0.00 | 12,500 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2014-07-01 | 13,167 | $0.00 | 13,167 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2014-07-01 | 14,747 | $0.00 | 14,747 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2014-07-01 | 30,000 | $0.00 | 30,000 | $0.00 |
| Common Stock | Stock Option | Acquisiton | 2014-07-01 | 41,000 | $0.00 | 41,000 | $22.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-01 | No | 4 | M | Direct | |
| 13,166 | 2013-07-01 | No | 4 | M | Direct | |
| 29,493 | 2014-07-01 | No | 4 | M | Direct | |
| 30,000 | 2015-07-01 | No | 4 | A | Direct | |
| 41,000 | 2015-07-01 | 2021-07-01 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents the right to receive one share of common stock of OmniVision Technologies, Inc.
- One-Third of the Restricted Stock Units will vest on the first anniversary of the Vesting Commencement Date, and one-third of the Restricted Stock Units will vest on each of the second and third anniversaries of the Vesting Commencement Date, provided, however, that in each case Participant remains a Service Provider through each vesting date.
- 1/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options underlying the options become exercisable each month thereafter.
- This transaction was executed in multiple trades at prices ranging from $22.00 to $22.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
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