Filing Details

Accession Number:
0001144204-14-041438
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-03 15:14:30
Reporting Period:
2014-07-03
Filing Date:
2014-07-03
Accepted Time:
2014-07-03 15:14:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
317788 Mandalay Digital Group Inc. MNDL Patent Owners & Lessors (6794) 222267658
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592491 Iii Gordon William Stone 2811 Cahuenga Boulevard West
Los Angeles CA 90068
President, Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-03 2,917 $4.08 291,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale pursuant to a Rule 10b5-1 plan entered into by Reporting Person on March 13, 2014. The sales were to generate proceeds that are not more than the amount necessary to offset estimated tax liabilities that arise from vesting of restricted shares received from the Issuer as part of the Reporting Person's compensation. This report covers shares that vested prior to the date of this report and future sales under the trading plan would cover subsequent tranches of shares that vest.
  2. Represents the weighted average sales price. The shares were sold at prices ranging from $4.05 to $4.10 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer, or a security holder of Issuer, upon request.
  3. In addition to the common stock listed here, Reporting Person holds options to purchase 300,000 shares of common stock.