Filing Details

Accession Number:
0001589588-14-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-01 15:36:19
Reporting Period:
2014-07-01
Filing Date:
2014-07-01
Accepted Time:
2014-07-01 15:36:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025877 Dcb Financial Corp DCBF.OB State Commercial Banks (6022) 311469837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252352 A Edward Powers Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Dcb Financial Corp Common Stock Acquisiton 2014-07-01 432 $7.51 38,197 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $25.40 2006-06-13 2015-06-12 196 4,645 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $30.70 2007-06-21 2016-06-20 326 4,645 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $23.00 2008-06-20 2017-06-19 435 4,645 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $16.90 2009-02-20 2018-02-19 592 4,645 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $9.00 2010-06-17 2019-06-16 556 4,645 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $3.50 2011-12-21 2020-12-20 1,429 4,645 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $4.50 2013-12-21 2022-12-20 1,111 4,645 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-06-12 196 4,645 Direct
2016-06-20 326 4,645 Direct
2017-06-19 435 4,645 Direct
2018-02-19 592 4,645 Direct
2019-06-16 556 4,645 Direct
2020-12-20 1,429 4,645 Direct
2022-12-20 1,111 4,645 Direct
Footnotes
  1. The options vest in five equal annual installments beginning one year after the grant date and expire ten years after the grant date.
  2. Options granted 6/13/2005.
  3. Options granted 6/21/2006.
  4. Options granted 6/20/2007.
  5. Options granted 2/20/2008.
  6. Options granted 6/17/2009.
  7. Options granted 12/21/2010.
  8. Options granted 12/21/2012.