Filing Details

Accession Number:
0001179110-14-011039
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-30 09:58:56
Reporting Period:
2014-04-28
Filing Date:
2014-06-30
Accepted Time:
2014-06-30 09:58:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
357173 Old Second Bancorp Inc OSBC State Commercial Banks (6022) 363143493
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191050 C James Schmitz 37 S. River St.
Aurora IL 60506
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Old Second Bancorp, Inc. Common Stock Acquisiton 2014-06-17 2,500 $4.82 54,496 No 4 A Direct
Osbi Fixed Rate Cumulative Preferred Stock-Ser B Acquisiton 2014-04-28 200 $947.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Old Second Bancorp, Inc. Common Stock 9,590 Indirect IRA
Old Second Bancorp, Inc. Common Stock 12,000 Indirect Roth IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option Right to Buy $7.49 2010-02-17 2019-02-17 1,500 1,500 Direct
Common Stock Employee Stock Option Right to buy $27.75 2008-12-18 2017-12-18 1,500 1,500 Direct
Common Stock Employee Stock Option Right to Buy $29.20 2007-12-19 2016-12-19 1,500 1,500 Direct
Common Stock Employee Stock Option Right to Buy $31.34 2005-12-20 2015-12-20 1,500 1,500 Direct
Common Stock Employee Stock Option Right to Buy $32.59 2005-12-20 2014-12-21 1,500 1,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-17 1,500 1,500 Direct
2017-12-18 1,500 1,500 Direct
2016-12-19 1,500 1,500 Direct
2015-12-20 1,500 1,500 Direct
2014-12-21 1,500 1,500 Direct
Footnotes
  1. Included in this total are 200 shares held in Mr. Schmitz' name alone; 51,796 shares held by James Schmitz as Trustee of the James C. Schmitz Trust and 2,500 shares of restricted stock units in the name of Mr. Schmitz.
  2. These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
  3. In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from it directors on 04-28-14.