Filing Details
- Accession Number:
- 0001179110-14-011033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-30 09:54:55
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-06-30
- Accepted Time:
- 2014-06-30 09:54:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314109 | James Eccher | 37 S. River St. Aurora IL 60506 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | Acquisiton | 2014-06-17 | 40,000 | $4.82 | 114,108 | No | 4 | A | Direct | |
| Osbi Fixed Rate Cumulative Preferred Stock-Ser B | Disposition | 2014-04-28 | 120 | $947.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Old Second Bancorp Inc. Common Stock | 6,242 | Indirect | 401-k |
| Old Second Bancorp Inc. Common Stock | 1,960 | Indirect | Profit Sharing Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $27.75 | 2008-12-18 | 2017-12-18 | 20,000 | 20,000 | Direct |
| Common Stock | Employee Stock Option | $29.20 | 2007-12-19 | 2016-12-19 | 12,000 | 12,000 | Direct |
| Common Stock | Employee Stock Option | $31.34 | 2005-12-20 | 2015-12-20 | 12,000 | 12,000 | Direct |
| Common Stock | Employee Stock Option | $32.59 | 2005-12-20 | 2014-12-21 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-18 | 20,000 | 20,000 | Direct |
| 2016-12-19 | 12,000 | 12,000 | Direct |
| 2015-12-20 | 12,000 | 12,000 | Direct |
| 2014-12-21 | 12,000 | 12,000 | Direct |
Footnotes
- Included in this total are 148 shares held jointly with spouse; 48,910 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone and 65,000 shares of restricted stock units in the name of Mr. Eccher.
- These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
- In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from it directors on 04-28-14.
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