Filing Details
- Accession Number:
- 0001365555-14-000162
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-27 16:18:26
- Reporting Period:
- 2014-06-26
- Filing Date:
- 2014-06-27
- Accepted Time:
- 2014-06-27 16:18:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464765 | David Saks | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 43Rd Floor New York NY 10038 | Evp, Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-26 | 30,000 | $7.43 | 52,129 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-26 | 5,346 | $41.70 | 46,783 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-06-27 | 7,000 | $41.42 | 39,783 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-06-26 | 30,000 | $0.00 | 30,000 | $7.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,940 | 2010-05-21 | 2019-05-21 | No | 4 | M | Direct |
Footnotes
- Represents the payment of the exercise prices of the stock options through the attestation of previously owned shares.
- The price is equal to the fair market value of the shares of common stock on the date of exercise and is used to determine the value of the shares of common stock delivered to the Issuer by attestation of previously owned shares in payment of the stock option exercise prices.
- The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.67 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3.
Billionaire Hedge Funds
