Filing Details

Accession Number:
0001441557-14-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-27 14:30:56
Reporting Period:
2014-06-25
Filing Date:
2014-06-27
Accepted Time:
2014-06-27 14:30:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1362180 Psm Holdings Inc PSMH Mortgage Bankers & Loan Correspondents (6162) 900332127
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580343 R. Jeffrey Smith 5900 Mosteller Dr.
Suite #3
Oklahoma City OK 73112
Executive Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-25 20,000 $0.08 1,010,990 No 4 P Direct
Common Stock Acquisiton 2014-06-25 15,000 $0.10 1,025,990 No 4 P Direct
Common Stock Acquisiton 2014-06-26 20,000 $0.11 1,045,990 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,960,000 Indirect Spouse
Common Stock 50,000 Indirect Entity
Common Stock 20,000 Indirect Entity
Common Stock 347,801 Indirect Broker
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $1.00 2010-05-25 2015-05-25 2,000,000 2,000,000 Direct
Common Stock Warrants $0.40 2014-03-13 2019-03-13 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-05-25 2,000,000 2,000,000 Direct
2019-03-13 50,000 50,000 Direct
Footnotes
  1. Shares are held by Spectrum Development, an entity in which Mr. Smiths holds 50% ownership.
  2. Shares are held by Delaware Investment Company, an entity in which Mr. Smith holds 50% ownership.